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No Stamp Tax, Yes Stamp Tax No Stamp Tax, Yes Stamp Tax LSE chief Furse says stamp duty on share transactions will come to an end Telegraph Aids to Brown deny any plan to end stamp duty 17.05.07 Financial Times, UK Listing Rules, UK Tax

SEC Chief Says AIM Is Casino SEC Chief Says AIM Is Casino SEC Commissioner Roel Campos points to high failure rate of AIM, says it is 'casino', questions value of 'ringfencing' of LSE regulation in event of Nasdaq takeover 09.03.07 Times, Capital Markets

Audit Law Threatens City Audit Law Threatens City Eighth Company Law Directive on Statutory Audit will take City from principle-based regulation to codified, detailed rules, threatens the success of the City in attracting business from US, weighed down with Sarbanes-Oxley 18.01.07 Telegraph, Capital Markets, Corporate Governance, Sarbanes Oxley, UK Listing Rules, US Corporate Governance

LSE Plans Tougher Rules for AIM LSE Plans Tougher Rules for AIM Stock Exchange plans new rules to ease disciplinary proceedings for brokers bringing unsuitable companies to AIM, the Alternative Investment Market 02.01.07 Times, Capital Markets

London Is Capital of Capital London Is Capital of Capital Sarbanes Oxley compliance is putting business off listing in the US, London Stock Exchange over took NYSE in amount of capital raised in past year 13.12.06 Times, Capital Markets, Sarbanes Oxley, US Corporate Governance

Nasdaq Goes Hostile for LSE Nasdaq Goes Hostile for LSE US exchange has launched a hostile bid for the London Stock Exchange, offering £2.7b, the sum already rejected as too little by LSE board, deadline for shareholder acceptance 11 January 12.12.06 BBC, Capital Markets

Firms Fear Nasdaq Will Bring US Rules Firms Fear Nasdaq Will Bring US Rules Companies listed on AIM fear a Nasdaq takeover of London Stock Exchange will lead to introduction of US regulation, Quoted Companies Alliance (QCA) due to meet Nasdaq management 04.12.06 Guardian, Capital Markets, Corporate Governance, UK Listing Rules

Call to Probe Nasdaq's LSE Bid Call to Probe Nasdaq's LSE Bid London Mayor Ken Livingstone has called on the OFT to investigate competition implications of Nasdaq bid for LSE, few choices for international listings, two exchanges in direct competition for smaller businesses, fear over extra-territorial regulation through SEC 30.11.06 Telegraph, Capital Markets, Competition Law

Nasdaq Pounces for LSE Nasdaq Pounces for LSE US stock exchange Nasdaq has bid £3b for LSE, minimum price under Takeover Panel rules, plans rights issue to finance all-cash deal Times Concern that US listing rules will creep in through back door Telegraph Gig Monday - mergers and acquisitions never bigger as deals worth $90b announced 21.11.06 Reuters, Capital Markets

UK Listing Rules Falling Behind UK Listing Rules Falling Behind Andrew Large says UK listing rules banning single-strategy hedge funds are 'anachronistic', speaking as London hedge fund manager Marshall Wace follows Boussard & Gavaudan to list mega-funds in Amsterdam 14.11.06 Times, Capital Markets, Hedge Fund Regulation, UK Listing Rules


Nasdaq Clear to Bid for LSE Nasdaq Clear to Bid for LSE OFT today cleared the bid by Nasdaq for control of the London Stock Exchange (LSE), investigation has taken place in the context of debate on public interest issues and relative merits of UK and US regulation, focus for OFT is competition 22.01.07 Office of Fair Trading, Capital Markets

LSE + Euronext LSE + Euronext Competition Commission expected to rule on Euronext takeover of London Stock Exchange, concern at lessening of competition and higher costs 25.07.05 Times, Competition Law

LSE Issuer Fees LSE Issuer Fees On 2 July 2004 the OFT published its report into the large increases in issuer fees made by the London Stock Exchange (LSE) in April 2002. Its verdict was that had the original increases been maintained, they would have had a significant adverse effect on competition 06.07.04 Law Now, Capital Markets, Competition Law

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01.11.05CC Final Report

The Competition Commission (CC) allowing either Deutsche Borse AG (DBAG) or Euronext NV (Euronext) to acquire London Stock Exchange plc (LSE)-provided each party gives undertakings to implement a package of structural and behavioural remedies to ensure the independence of LSE's clearing provider

CC Report


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